Kaiser Capital Management Limited

嘉信資本管理有限公司
CE No. BFW688 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kaiser Capital Management Limited (嘉信資本管理有限公司), a Hong Kong-based licensed corporation with CE reference BFW688. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 8 (total recorded over time: 24). Earliest licence on file: 2017-03-09.

Licence history

ActivityFromTo
Type 4 — Advising on securities 2017-03-09 present
Type 9 — Asset management 2017-03-09 present

Licensed staff (all-time) (24)
Active on date

Name Activities First licensed To
Stanley Ka Man Choy 蔡嘉文 RO 4 2020-05 Present
Frederick Chun Hung Chu 朱俊雄 RO 4, 9 2021-02 Present
Brian Wei Lung Fung 馮煒能 RO 4, 9 2017-03 2017-04
Dak Shing Kwong 鄺德成 RO 9 2020-05 Present
Yiu Wai Lau 劉耀威 RO 4, 9 2017-03 2018-04
Ean Kiam Ng 黃延謙 RO 4, 9 2018-06 2019-04
Sai Lok Edmond Shek 石世諾 RO 9 2022-04 Present
Yung Fat Tsang 曾勇發 RO 9 Rep 4, 9 2020-07 2022-01
Pui Yam Yeung 楊培欽 RO 4, 9 Rep 4, 9 2019-05 2021-01
Ming Kwan Yip 葉明君 RO 4, 9 Rep 4, 9 2019-09 2020-04
Sin Leung Yung 翁善良 RO 4, 9 2017-08 2019-10
Ching Sum Chan 陳政深 Rep 4 2017-10 2018-05
Kin Kwan Chan 陳健君 Rep 4 2022-04 2025-04
Sirong He 何思蓉 Rep 4, 9 2023-02 2024-07
Luning Jia 賈魯宁 Rep 9 2018-12 2019-02
Ho Ting Kwong 鄺浩霆 Rep 9 2018-07 2021-04
Kwan Ming Lau 劉君明 Rep 4, 9 2026-01 Present
Tsz Yan Law 羅梓甄 Rep 4 2023-02 2023-06
Lai Yee Li 李禮怡 Rep 4, 9 2017-09 2018-01
Fuk Wai Luk 陸福慧 Rep 9 2020-02 Present
Nelson King Sau Pang 彭敬修 Rep 4, 9 2018-06 2020-05
Lian Tang 唐蓮 Rep 9 2020-02 Present
Hongyun Xie 解紅云 Rep 4, 9 2019-06 2020-04
Jidong Zhao 趙繼東 Rep 4, 9 2026-04 Present
Showing 1–24 of 24

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司

Related