Dak Shing Kwong
鄺德成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dak Shing Kwong (鄺德成), a licensed Responsible Officer with CE reference ABY691. Currently licensed at 3 firm(s): Kaiser Capital Management Limited, Kaiser Securities Limited, Kaiser Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
RO | Type 9 — Asset management | 2020-05-12 | present |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-07 | present |
| Kaiser Futures Limited 嘉信期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | present |
| Kaiser Futures Limited 嘉信期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
RO | Type 9 — Asset management | present | 2005-02-18 |