Pui Yam Yeung
楊培欽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yam Yeung (楊培欽), a licensed former licensee with CE reference AXK444. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LiquidityTech Limited 流動性科技有限公司 |
RO | Type 4 — Advising on securities | 2025-02-17 | 2026-03-31 |
| LiquidityTech Limited 流動性科技有限公司 |
RO | Type 9 — Asset management | 2025-02-17 | 2026-03-31 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-05-15 | 2023-06-28 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 9 — Asset management | 2023-05-15 | 2023-06-28 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-18 | 2023-05-15 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-04-18 | 2023-05-15 |
| Fore Elite Capital Management Limited 前沿有理資本管理有限公司 |
RO | Type 4 — Advising on securities | 2021-05-21 | 2023-03-30 |
| Fore Elite Capital Management Limited 前沿有理資本管理有限公司 |
RO | Type 9 — Asset management | 2021-05-21 | 2023-03-30 |
| Fore Elite Capital Management Limited 前沿有理資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-15 | 2021-05-21 |
| Fore Elite Capital Management Limited 前沿有理資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-15 | 2021-05-21 |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-28 | 2021-01-27 |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
RO | Type 9 — Asset management | 2019-06-28 | 2021-01-27 |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-29 | 2019-06-28 |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-29 | 2019-06-28 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-01-18 | 2018-02-02 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-18 | 2017-01-18 |
| Donghai International Asset Management (Hong Kong) Limited 東海國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-07-18 | 2018-02-02 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-23 | 2016-05-28 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-13 | 2012-07-25 |