Kin Kwan Chan
陳健君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Kwan Chan (陳健君), a licensed Representative with CE reference AUN432. Currently licensed at 1 firm(s): Kaiser Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-25 | present |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-04-25 | 2025-04-29 |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-25 | 2025-04-29 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-02-22 | 2022-03-06 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-29 | 2022-03-06 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-29 | 2022-03-06 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-07 | 2019-03-31 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-07 | 2019-03-31 |
| Sunhigh Financial Holdings Limited 聖衡金融控股有限公司 |
Rep | Type 9 — Asset management | 2018-06-07 | 2019-03-31 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-01 | 2017-02-25 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-14 | 2017-02-25 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-15 | 2016-02-06 |