Frederick Chun Hung Chu
朱俊雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick Chun Hung Chu (朱俊雄), a licensed Responsible Officer with CE reference AOR257. Currently licensed at 3 firm(s): Kaiser Futures Limited, Kaiser Capital Management Limited, Kaiser Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Futures Limited 嘉信期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-12-04 | present |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
RO | Type 9 — Asset management | 2022-04-28 | present |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
RO | Type 4 — Advising on securities | 2021-02-02 | present |
| Kaiser Securities Limited 嘉信証券有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-09 | present |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-28 | 2019-10-09 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-06-28 | 2023-12-04 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-23 | 2019-01-07 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-23 | 2019-01-07 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-07 | 2019-01-07 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-29 | 2015-11-10 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-02 | 2014-12-09 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-13 | 2014-11-20 |