Sai Lok Edmond Shek
石世諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Lok Edmond Shek (石世諾), a licensed Responsible Officer with CE reference BFR586. Currently licensed at 3 firm(s): Kaiser Securities Limited, Kaiser Capital Management Limited, Kaiser Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Securities Limited 嘉信証券有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-05 | present |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
RO | Type 9 — Asset management | 2022-04-28 | present |
| Kaiser Futures Limited 嘉信期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-09-13 | present |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-03 | 2023-12-05 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-07-03 | 2019-09-13 |
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-02-09 | 2017-06-19 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-22 | 2017-06-19 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-22 | 2017-06-19 |