Hongyun Xie
解紅云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hongyun Xie (解紅云), a licensed former licensee with CE reference BAI365. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-02 | 2022-08-31 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
Rep | Type 9 — Asset management | 2020-06-02 | 2022-08-31 |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-11 | 2020-04-30 |
| Kaiser Capital Management Limited 嘉信資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-11 | 2020-04-30 |
| Kaiser KT Capital Limited 嘉信開泰融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-09-27 | 2020-04-30 |
| Kaiser KT Capital Limited 嘉信開泰融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-26 | 2018-09-27 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-23 | 2014-05-30 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-05 | 2014-05-30 |