Wai Chung Kwong
鄺韋璁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chung Kwong (鄺韋璁), a licensed Responsible Officer with CE reference BAQ958. Currently licensed at 1 firm(s): Success Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-28 | present |
| Success Asset Management Limited 實德資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-28 | 2021-06-29 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-11 | 2019-01-28 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-10-11 | 2018-03-31 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-14 | 2013-08-01 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-01-14 | 2013-08-01 |