Ka Keung Chow
周家強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Keung Chow (周家強), a licensed Responsible Officer with CE reference ACZ377. Currently licensed at 1 firm(s): GLAM Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GLAM Capital Limited 港利資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-21 | present |
| GLAM Capital Limited 港利資本有限公司 |
RO | Type 4 — Advising on securities | 2020-04-21 | present |
| GLAM Capital Limited 港利資本有限公司 |
RO | Type 9 — Asset management | 2020-04-21 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-02 | 2010-10-01 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-21 | 2010-01-21 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-29 | 2008-09-17 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-10-25 | 2005-09-07 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-11 | 2005-09-07 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-11 | 2005-09-07 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-06 | 2004-05-24 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-05-06 | 2004-05-24 |