Yan Kuen Law
羅仁權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Kuen Law (羅仁權), a licensed former licensee with CE reference AAE016. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-18 | 2021-07-27 |
| RhinoX Limited |
Rep | Type 1 — Dealing in securities | 2003-09-08 | 2009-02-16 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-08 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-08 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-08 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-08 |