Cecil Chan
陳思豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cecil Chan (陳思豪), a licensed Representative with CE reference AFZ497. Currently licensed at 2 firm(s): Emperor Securities Limited, Emperor Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-17 | present |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-10-17 | present |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-21 | 2023-09-25 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-11-27 | 2023-09-25 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-16 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-11-20 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-16 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-05-16 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-16 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-16 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-16 |