King Wah Lui
呂競華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Wah Lui (呂競華), a licensed former licensee with CE reference AAB374. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CF Securities Limited 長复證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-08 | 2023-11-01 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2018-04-30 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-18 |