Kin Chung Kwok
郭建聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Chung Kwok (郭建聰), a licensed Responsible Officer with CE reference ADZ802. Currently licensed at 1 firm(s): Cheong Lee Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 4 — Advising on securities | 2010-09-14 | present |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2010-09-14 | present |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-30 | present |
| Cheong Lee Securities Limited 昌利證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-06-30 | present |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-03 | 2009-01-15 |
| Kaiser Securities Limited 嘉信証券有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-11 | 2007-05-03 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-11 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2009-01-15 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-18 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-18 |