Chung Kwan Lo
羅仲坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Kwan Lo (羅仲坤), a licensed Representative with CE reference AAH066. Currently licensed at 2 firm(s): Kaiser Securities Limited, Kaiser Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-18 | present |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | present |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-02-18 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-18 |