Yuanqing Rui

芮元青
CE No. AVA397 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuanqing Rui (芮元青), a licensed former licensee with CE reference AVA397. Total licence records on file: 15.

Licence history

FirmRoleRegulated activityFromTo
Head & Shoulders Asset Management Limited
聯合資產管理有限公司
RO Type 9 — Asset management 2022-04-26 2023-12-22
Head & Shoulders Asset Management Limited
聯合資產管理有限公司
Rep Type 9 — Asset management 2022-03-07 2022-04-26
Amber Hill Asset Management Limited
安山資產管理有限公司
RO Type 9 — Asset management 2021-05-07 2021-08-06
Wilson Securities Limited
滙生證券有限公司
Rep Type 1 — Dealing in securities 2019-06-27 2020-12-24
Wilson Asset Management Co., Limited
匯生資產管理有限公司
RO Type 9 — Asset management 2019-04-24 2020-12-24
Wilson Asset Management Co., Limited
匯生資產管理有限公司
Rep Type 9 — Asset management 2019-04-10 2019-04-24
Hong Kong Jiasheng International Asset Management Limited
香港嘉勝國際資產管理有限公司
Rep Type 9 — Asset management 2019-01-16 2019-01-28
China Enterprise Securities Company Limited
華業金控證券有限公司
RO Type 9 — Asset management 2018-01-24 2018-07-31
China Enterprise Securities Company Limited
華業金控證券有限公司
Rep Type 9 — Asset management 2018-01-12 2018-01-24
Envoyage Capital Limited
RO Type 9 — Asset management 2017-09-11 2017-11-28
LT Securities Limited
利通證券有限公司
Rep Type 2 — Dealing in futures contracts 2015-12-11 2017-08-18
Head & Shoulders Asset Management Limited
聯合資產管理有限公司
Rep Type 9 — Asset management 2012-05-21 2015-02-12
Mage Securities Limited
明璣證券有限公司
Rep Type 2 — Dealing in futures contracts 2011-04-07 2012-07-13
Mage Securities Limited
明璣證券有限公司
Rep Type 9 — Asset management 2010-12-01 2012-05-21
Mage Securities Limited
明璣證券有限公司
Rep Type 1 — Dealing in securities 2010-05-10 2015-02-12

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