Yuen Ting To
陶婉婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ting To (陶婉婷), a licensed former licensee with CE reference BIS544. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-02 | 2022-05-15 |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-02 | 2022-05-15 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-18 | 2021-04-07 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-18 | 2021-04-07 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 — Asset management | 2018-09-18 | 2021-04-07 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-04 | 2017-03-31 |