Kwong Ho Lam
林光浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Ho Lam (林光浩), a licensed former licensee with CE reference BIS542. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-20 | 2017-07-18 |
| Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-20 | 2017-07-18 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-04 | 2017-04-10 |