Chaak Ming Lau
劉擇明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chaak Ming Lau (劉擇明), a licensed former licensee with CE reference AWF568. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-01 | 2011-06-02 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-03 | 2011-06-02 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 — Asset management | 2010-12-03 | 2011-06-02 |