Tak Sun Nelson Ying
應德信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Sun Nelson Ying (應德信), a licensed Responsible Officer with CE reference AMY780. Currently licensed at 2 firm(s): China Enterprise Securities Company Limited, China Enterprise Capital Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 4.
More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 4 — Advising on securities | 2019-05-02 | present |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 9 — Asset management | 2019-05-02 | present |
| China Enterprise Capital Company Limited 華業金控資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-12-15 | present |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-02 | 2026-01-15 |