Hei Lim Wong
黃希廉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hei Lim Wong (黃希廉), a licensed Representative with CE reference BIX437. Currently licensed at 2 firm(s): Soochow Securities International Futures Limited, Soochow Securities International Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-08-27 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-18 | present |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-11 | 2024-04-05 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-11 | 2024-04-05 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-02-06 | 2023-09-04 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-04 | 2023-09-04 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-21 | 2023-09-04 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-06 | 2017-03-31 |