Sheung Chi Chan
陳上智
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheung Chi Chan (陳上智), a licensed former licensee with CE reference AXN142. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-02 | 2014-03-31 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-02 | 2014-03-31 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 — Asset management | 2012-02-02 | 2014-03-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-28 | 2011-07-09 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-28 | 2011-07-09 |