Kam Tong Man
萬錦堂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Tong Man (萬錦堂), a licensed former licensee with CE reference BBL188. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| One Heritage Capital Management Limited 太一資本管理有限公司 |
RO | Type 4 — Advising on securities | 2021-11-11 | 2024-03-31 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
RO | Type 9 — Asset management | 2021-11-11 | 2024-03-31 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-04 | 2021-11-11 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-04 | 2021-11-11 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-08-19 | 2021-06-30 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
RO | Type 9 — Asset management | 2019-08-19 | 2021-06-30 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-06 | 2019-08-19 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-06 | 2019-08-19 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-07 | 2019-03-29 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 4 — Advising on securities | 2018-08-07 | 2019-03-29 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-07 | 2018-02-15 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-07 | 2018-02-15 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 9 — Asset management | 2017-09-07 | 2019-03-29 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-14 | 2017-06-01 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-03-10 | 2017-06-01 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-29 | 2014-01-17 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-29 | 2014-01-17 |