Kwok Wan Lee
李冠潤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wan Lee (李冠潤), a licensed Responsible Officer with CE reference AZL662. Currently licensed at 1 firm(s): Ming Yang Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ming Yang Capital Limited 銘洋資本有限公司 |
RO | Type 4 — Advising on securities | 2024-09-27 | present |
| Ming Yang Capital Limited 銘洋資本有限公司 |
RO | Type 9 — Asset management | 2024-09-27 | present |
| Ming Yang Capital Limited 銘洋資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-27 | 2024-09-27 |
| Ming Yang Capital Limited 銘洋資本有限公司 |
Rep | Type 9 — Asset management | 2024-08-27 | 2024-09-27 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-17 | 2024-08-09 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-17 | 2024-08-09 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 — Asset management | 2020-09-17 | 2024-08-09 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-01-10 | 2013-12-31 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 9 — Asset management | 2012-06-11 | 2012-12-31 |