Ho Ming (SFC:AZG575) Ho
何浩銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Ming (SFC:AZG575) Ho (何浩銘), a licensed former licensee with CE reference AZG575. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-30 | 2025-12-31 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 4 — Advising on securities | 2019-08-30 | 2025-12-31 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 9 — Asset management | 2019-08-30 | 2025-12-31 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-14 | 2019-08-30 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-14 | 2019-08-30 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 9 — Asset management | 2019-06-14 | 2019-08-30 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-02-19 | 2019-03-29 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-02-19 | 2019-03-29 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 9 — Asset management | 2018-10-19 | 2019-03-29 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-24 | 2019-03-29 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 4 — Advising on securities | 2018-01-24 | 2019-03-29 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-27 | 2018-01-24 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-27 | 2018-01-24 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 — Asset management | 2017-11-27 | 2018-10-19 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-12-08 | 2017-07-28 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-12-15 | 2017-07-28 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-18 | 2017-07-28 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-14 | 2016-12-08 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 9 — Asset management | 2013-05-07 | 2014-02-28 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-10 | 2014-02-28 |