Wan Wa Kwong
鄺韻樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Wa Kwong (鄺韻樺), a licensed Responsible Officer with CE reference AFS605. Currently licensed at 1 firm(s): China Enterprise Securities Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 4 — Advising on securities | 2020-03-24 | present |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 9 — Asset management | 2020-03-24 | present |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-24 | 2026-01-16 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-25 | 2020-03-24 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-25 | 2020-03-24 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 — Asset management | 2020-02-25 | 2020-03-24 |
| PFC International Company Limited | RO | Type 1 — Dealing in securities | 2018-03-12 | 2019-12-31 |
| PFC International Company Limited | RO | Type 4 — Advising on securities | 2018-03-12 | 2019-12-31 |
| PFC International Company Limited | RO | Type 9 — Asset management | 2018-03-12 | 2019-12-31 |
| PFC International Company Limited | Rep | Type 1 — Dealing in securities | 2018-01-16 | 2018-03-12 |
| PFC International Company Limited | Rep | Type 4 — Advising on securities | 2018-01-16 | 2018-03-12 |
| PFC International Company Limited | Rep | Type 9 — Asset management | 2018-01-16 | 2018-03-12 |
| Pacific International Securities Limited 太平洋國際證券有限公司 |
RO | Type 4 — Advising on securities | 2017-10-06 | 2017-12-15 |
| Pacific International Securities Limited 太平洋國際證券有限公司 |
RO | Type 9 — Asset management | 2017-10-06 | 2017-12-15 |
| Pacific International Securities Limited 太平洋國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-07 | 2017-12-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-17 | 2016-11-01 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-11 | 2006-09-30 |