Yat Kei Teddy Tse
謝日基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Kei Teddy Tse (謝日基), a licensed Responsible Officer with CE reference AOG833. Currently licensed at 2 firm(s): Forthright Capital Management Limited, Forthright Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 28.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forthright Capital Management Limited 方德資本管理有限公司 |
Rep | Type 9 — Asset management | 2023-12-01 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-08-08 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 4 — Advising on securities | 2023-08-08 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-07 | 2023-08-08 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-07 | 2023-08-08 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-08-30 | 2022-10-07 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 4 — Advising on securities | 2021-08-30 | 2022-10-07 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-14 | 2021-08-30 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-14 | 2021-08-30 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 9 — Asset management | 2021-07-14 | 2022-10-07 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2020-03-04 | 2020-11-20 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-04 | 2020-11-20 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2020-03-04 | 2020-11-20 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-10-16 | 2019-02-20 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-26 | 2019-02-20 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-04 | 2018-04-26 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-04 | 2019-02-20 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-10 | 2018-03-09 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 4 — Advising on securities | 2018-01-10 | 2018-03-09 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-28 | 2018-01-10 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-28 | 2018-01-10 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 — Asset management | 2017-04-07 | 2017-05-12 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-21 | 2017-05-12 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-16 | 2017-05-12 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-25 | 2016-06-30 |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-14 | 2013-09-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-11 | 2010-01-05 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-05 | 2010-01-05 |