Frederick Chiu Hoi Wong
黃照開
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick Chiu Hoi Wong (黃照開), a licensed former licensee with CE reference ACG597. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTW Securities Limited 卓越證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-01 | 2021-06-01 |
| CTW Securities Limited 卓越證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-09 | 2019-11-01 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
RO | Type 4 — Advising on securities | 2017-06-28 | 2019-01-18 |
| Pixiu Asset Management Limited 富瑞資產管理有限公司(以容韜資本名義經營業務) |
RO | Type 9 — Asset management | 2017-06-28 | 2019-01-18 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-15 | 2016-11-17 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 9 — Asset management | 2016-08-15 | 2016-11-17 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-30 | 2016-07-22 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2015-06-01 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-20 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-20 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 |
RO | Type 9 — Asset management | present | 2015-06-01 |