Betty Wai Yee So
蘇慧兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Betty Wai Yee So (蘇慧兒), a licensed former licensee with CE reference AQC501. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-19 | 2023-10-27 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-19 | 2023-10-27 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-12-19 | 2023-10-27 |
| Ethk Funds Limited | Rep | Type 9 — Asset management | 2016-12-19 | 2023-10-27 |