King Yeung Chan
陳景揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Yeung Chan (陳景揚), a licensed Responsible Officer with CE reference BCF239. Currently licensed at 2 firm(s): SBI China Capital Asset Management Limited, SBI China Capital Financial Services Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-08-18 | present |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 9 — Asset management | 2021-08-18 | present |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-29 | present |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-29 | 2021-08-18 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-29 | 2021-08-18 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-02 | 2021-01-02 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-02 | 2021-01-02 |
| Ethk Funds Limited | Rep | Type 9 — Asset management | 2020-07-02 | 2021-01-02 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-22 | 2020-04-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-12-17 | 2020-04-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-21 | 2020-04-29 |