Ping Yee Tam
譚秉義
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Yee Tam (譚秉義), a licensed Representative with CE reference AFC647. Currently licensed at 2 firm(s): CNI Securities Group Limited, CNI Global Assets Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-08 | present |
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-12-08 | present |
| Ethk Funds Limited | Rep | Type 9 — Asset management | 2018-12-20 | 2022-11-30 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-05-17 | 2022-10-24 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-03 | 2022-11-30 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-29 |