Peter Yiu Man Fu
符耀文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Yiu Man Fu (符耀文), a licensed Responsible Officer with CE reference AAC370. Currently licensed at 1 firm(s): VC Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 4 — Advising on securities | 2018-11-21 | present |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-01 | present |
| Ethk Funds Limited | RO | Type 9 — Asset management | 2018-11-21 | 2023-10-31 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-01 | 2016-12-01 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-12-01 | 2018-08-10 |
| Ethk Funds Limited | Rep | Type 9 — Asset management | 2016-12-01 | 2018-11-21 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-02-02 | 2013-10-20 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2006-10-23 | 2006-12-07 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-10-23 | 2006-12-07 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-23 | 2006-10-23 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-23 | 2006-10-23 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-02-05 | 2006-01-01 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-02-05 | 2006-01-01 |
| Optima Capital Limited 創越融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-02-05 | 2004-05-20 |