Optima Capital Limited
創越融資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Optima Capital Limited (創越融資有限公司), a Hong Kong-based licensed corporation with CE reference AAH672. Currently licensed for regulated activity type(s) 4 — Advising on securities; 6 — Advising on corporate finance. Current licensed staff on file: 6 (total recorded over time: 94). Earliest licence on file: 2007-10-25.
Registered address
Suite 2101, 21/F, Shui On Center, 6-8 Harbour Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2007-10-25 | present |
| Type 6 — Advising on corporate finance | present | present |
| Type 1 — Dealing in securities | 2007-10-25 | 2024-05-30 |
| Type 4 — Advising on securities | present | 2003-07-11 |
| Type 9 — Asset management | present | 2003-07-11 |
Licensed staff (all-time) (94)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Yee Chan 陳家怡 | RO 1, 4, 6 Rep 1, 4, 6 | 2022-03 | 2023-02 |
| Pui Ming Chan 陳佩明 | RO 6 Rep 1, 4, 6 | 2008-07 | 2013-03 |
| Cheuk Wah Chau 周卓華 | RO 6 | 2005-06 | 2007-05 |
| Tsun Kit Chen 陳俊傑 | RO 6 Rep 1, 6 | 2018-01 | 2019-05 |
| King Hang Cheng 鄭敬鏗 | RO 1, 6 Rep 1, 6 | 2011-10 | 2024-12 |
| Michael Hon Wang Chum 覃漢宏 | RO 6 | Pre-2003 | 2005-08 |
| Christine Jui-Mei Chung 鍾瑞美 | RO 6 Rep 4, 6, 9 | Pre-2003 | 2005-12 |
| Jimmy Kin Shun Chung 鍾建舜 | RO 6 | Pre-2003 | 2003-08 |
| Peter Yiu Man Fu 符耀文 | RO 6 | 2004-02 | 2004-05 |
| Hay Man Kam 金熙雯 | RO 1, 6 Rep 1, 6 | 2008-11 | 2021-11 |
| Ka Ka Kam 甘嘉嘉 | RO 1, 6 Rep 1, 6 | 2010-09 | 2023-08 |
| Lai Wan Winnie Kong 江麗雲 | RO 6 | Pre-2003 | 2004-05 |
| Hoi Yan Kwong 鄺愷欣 | RO 6 Rep 6 | 2006-04 | 2007-04 |
| Wai Hon Lam 林懷漢 | RO 6 Rep 1, 4 | 2022-10 | 2023-01 |
| Chuen Fai Leung 梁泉輝 | RO 1, 4, 6 Rep 1, 6 | 2023-06 | 2026-04 |
| Man Kit (SFC:ABM580) Leung 梁民傑 | RO 6 Rep 6 | 2005-04 | 2005-11 |
| Mei Han Leung 梁美嫻 | RO 1, 4, 6 Rep 6 | 2007-05 | Present |
| Chi Wai Liu 廖子慧 | RO 6 Rep 1, 6 | 2005-04 | 2009-01 |
| Beatrice Chung Mei Lung 龍松媚 | RO 1, 4, 6 Rep 6 | 2007-06 | 2022-10 |
| Gary Ho Cheung Mui 梅浩彰 | RO 1, 6 Rep 6 | 2005-09 | 2009-01 |
| Ka Po (SFC:AGK780) Ng 吳家保 | RO 1, 4, 6 Rep 1, 4, 6 | 2007-05 | Present |
| Johnny Wing Fai Tam 譚永輝 | RO 6 Rep 6 | 2007-06 | 2007-08 |
| Billy Chun Fai Tang 鄧振輝 | RO 6 Rep 1, 4, 6 | 2007-06 | 2009-06 |
| Wing Yee Tsang 曾詠儀 | RO 6 Rep 6 | 2005-05 | 2006-03 |
| Melinda Man Ming Wong 黃敏明 | RO 6 Rep 1, 6 | 2009-07 | 2022-09 |
| Yin Chi Wong 王彥慈 | RO 6 Rep 1, 6 | 2008-01 | 2016-07 |
| Ho Chuen Bosco Chan 陳浩泉 | Rep 1, 6 | 2020-07 | 2022-11 |
| Ho Ying Chan 陳可瑩 | Rep 1, 6 | 2021-09 | 2026-02 |
| Kwan Pak Chan 陳君柏 | Rep 1, 6 | 2018-02 | 2020-05 |
| Shung Fai Chan 陳崇輝 | Rep 6 | 2003-06 | 2004-05 |
| Ludwig Chang | Rep 6 | 2003-08 | 2004-05 |
| Jennifer Pui Yan Cheung 蔣沛欣 | Rep 1, 4, 6 | 2008-07 | 2008-07 |
| Monica Yin Man Cheung 張彥文 | Rep 1, 6 | 2010-08 | 2010-08 |
| Tsz Yui Cheung 張子睿 | Rep 1, 6 | 2016-11 | 2023-06 |
| Caspar On Pong Ching 程安邦 | Rep 1, 6 | 2017-04 | 2018-02 |
| Phyllis Ho Yi Choi 蔡可兒 | Rep 1, 6 | 2009-06 | 2010-02 |
| Ka Chun Fok 霍嘉俊 | Rep 1, 6 | 2018-03 | 2021-08 |
| Chung Bo Fong 方松波 | Rep 1, 6 | 2007-07 | 2010-09 |
| Yu Ho Ha 夏余昊 | Rep 1, 6 | 2007-07 | 2008-03 |
| Ginny Wing Man Ho 何詠雯 | Rep 6 | 2007-06 | 2007-08 |
| Tsz Leung Hong 康子亮 | Rep 6 | 2006-05 | 2006-10 |
| Kelly Wai Yan Hui 許慧欣 | Rep 1, 6 | 2017-06 | 2017-08 |
| Christine Wai Ki Hwang 黃蔚祺 | Rep 1, 6 | 2016-10 | 2021-07 |
| Po Wun Ip 葉保垣 | Rep 1, 4, 6 | 2021-11 | 2022-12 |
| Chung Ho Kwok 郭仲豪 | Rep 1, 4, 6 | 2007-07 | 2011-05 |
| Stella Lai Ki Kwok 郭勵錡 | Rep 1, 6 | 2006-03 | 2007-12 |
| Ka Leung Kwong 鄺嘉樑 | Rep 1, 6 | 2015-10 | 2016-09 |
| Barton Chun Leung Lai 黎振良 | Rep 1, 4, 6 | 2008-08 | 2011-05 |
| Yan Tung Lai 黎欣彤 | Rep 1, 6 | 2015-06 | 2021-08 |
| Ho Yu Lam 林可瑜 | Rep 1, 6 | 2010-11 | 2011-09 |
| Kwan Wai (SFC:BQG523) Lam 林坤緯 | Rep 1, 6 | 2020-10 | 2023-02 |
| Kwun Wai Lam 林冠瑋 | Rep 1, 6 | 2010-10 | 2017-04 |
| Pui Yu Lau 劉珮瑜 | Rep 1, 6 | 2007-04 | 2010-10 |
| Joshua Chi Hwa Lee 李智華 | Rep 4, 6, 9 | Pre-2003 | 2003-09 |
| Sum Yin Lee 李心妍 | Rep 1, 6 | 2015-01 | 2019-09 |
| Vulcan Cheuk Kwan Lee 李焯鈞 | Rep 1, 6 | 2009-10 | 2014-03 |
| Ada Yuk-Ching Leung 梁玉青 | Rep 1, 4, 6 | 2007-06 | 2010-02 |
| Ho Tsin Leung 梁浩正 | Rep 1, 6 | 2018-01 | 2019-04 |
| Jin Hua Li 李晉華 | Rep 6 | 2003-07 | 2004-04 |
| Wing Yiu Li | Rep 1, 6 | 2023-03 | Present |
| Min (SFC:BJB497) Lin 林敏 | Rep 1, 6 | 2023-03 | Present |
| Chi Pang Lo 魯志鵬 | Rep 1, 6 | 2014-05 | Present |
| Tak Yan Lui 呂德仁 | Rep 6 | 2005-08 | 2005-12 |
| Hok Ming Ma 馬學銘 | Rep 4, 6, 9 | Pre-2003 | 2004-05 |
| John Ho Bun Mak 麥浩彬 | Rep 6 | 2012-05 | 2013-05 |
| Gladys Nok Yan Man 文諾欣 | Rep 1, 6 | 2010-10 | 2012-11 |
| Carmen Lai Man Ng 吳麗文 | Rep 6 | 2007-06 | 2007-12 |
| Cho Wong Ng 吳楚旺 | Rep 1, 6 | 2016-10 | 2021-07 |
| Chung Ka Ng 吳宗家 | Rep 1, 6 | 2015-06 | 2021-09 |
| Derrick Ming Tsun Ng 吳銘浚 | Rep 1, 6 | 2017-05 | 2020-02 |
| Kin Kwan Ng 吳建群 | Rep 1, 6 | 2013-06 | 2017-05 |
| Kwok Fai Ng 吳國輝 | Rep 4, 6, 9 | Pre-2003 | 2004-05 |
| Ming Yui Ng 吳銘銳 | Rep 1, 4, 6 | 2009-02 | 2009-08 |
| Vivian (SFC:AFV100) Ng 伍穎思 | Rep 1, 4, 6 | 2008-08 | 2012-10 |
| Wing Sang (SFC:AVT530) Ng 吳榮燊 | Rep 1, 6 | 2010-09 | 2014-04 |
| Yuk Wai Ng 吳育偉 | Rep 1, 6 | 2014-05 | 2021-08 |
| Xiaopeng Ren 任曉鵬 | Rep 1, 4, 6 | 2008-06 | 2010-09 |
| Yick Fabian Shin 冼易 | Rep 4, 6, 9 | Pre-2003 | 2004-05 |
| Percy Pak Chee So 蘇柏姿 | Rep 1, 6 | 2010-04 | 2010-09 |
| Yiu Fung So 蘇堯鋒 | Rep 1, 6 | 2011-10 | 2014-03 |
| Ka Yu Tam 譚家裕 | Rep 1, 4, 6 | 2007-08 | 2014-02 |
| He-Man Hubert Wang Tose 王憲文 | Rep 6 | 2003-06 | 2004-04 |
| Chiu Ping Tsang 曾昭平 | Rep 1, 6 | 2010-09 | 2014-10 |
| Tak Chi Tsang 曾德芝 | Rep 4, 6, 9 | Pre-2003 | 2004-05 |
| Chak Sang Wong 王澤生 | Rep 1, 6 | 2013-06 | 2015-04 |
| Kwok Ping (SFC:BHW629) Wong 黃國平 | Rep 1, 6 | 2018-03 | 2021-04 |
| Samuel Ngai Man Wong 汪毅民 | Rep 1, 6 | 2013-11 | 2016-01 |
| Tsz Ying Wong 王子盈 | Rep 1, 6 | 2014-04 | 2017-11 |
| Letty Lap Yee Wu 胡立怡 | Rep 1, 4, 6 | 2007-09 | 2010-12 |
| Te Hau Yang 楊得灝 | Rep 6 | 2003-10 | 2004-05 |
| Wai Kei (SFC:AOX999) Yeung 楊偉基 | Rep 1, 4, 6 | 2007-05 | 2014-07 |
| Yat Chuen Yeung 楊日泉 | Rep 1, 6 | 2011-10 | 2012-12 |
| Lisa Chui Ping Yip 葉翠萍 | Rep 1, 6 | 2010-03 | 2010-09 |
| Yiu Lun Christopher Yu 余曜燐 | Rep 1, 6 | 2021-10 | Present |
Showing 1–94 of 94
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