Wing Yiu Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yiu Li, a licensed Representative with CE reference BOB878. Currently licensed at 1 firm(s): Optima Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-03-15 | present |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-15 | 2024-04-26 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-23 | 2023-01-09 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-04-26 | 2023-01-09 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-05-14 | 2021-04-04 |