Tak Chi Tsang
曾德芝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Chi Tsang (曾德芝), a licensed Responsible Officer with CE reference ADV457. Currently licensed at 1 firm(s): Beta Global Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Beta Global Capital Limited 貝塔環球資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-01-11 | present |
| CLC International Limited 創僑國際有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-30 | 2018-12-17 |
| CLC International Limited 創僑國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-12-07 | 2018-12-17 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-06-15 | 2012-09-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-11-23 | 2011-06-15 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-09-08 | 2009-11-11 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-04-08 | 2009-07-16 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-01 | 2009-02-10 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-01 | 2009-02-10 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-02 | 2007-05-28 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-29 | 2007-05-28 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-21 | 2007-05-28 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-07-18 | 2005-09-21 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-11 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-11 |