CNI Global Capital Limited

中國北方環球資本有限公司
CE No. AHW220 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CNI Global Capital Limited (中國北方環球資本有限公司), a Hong Kong-based licensed corporation with CE reference AHW220. Currently licensed for regulated activity type(s) 6 — Advising on corporate finance. Current licensed staff on file: 3 (total recorded over time: 28).

Registered address

Unit C, 26/F, Times Media Centre, 133 Wan Chai Road, Wan Chai

Licence history

ActivityFromTo
Type 6 — Advising on corporate finance present present

Licensed staff (all-time) (28)
Active on date

Name Activities First licensed To
Michael Hon Wang Chum 覃漢宏 RO 6 Rep 6 Pre-2003 2005-09
Peter Yiu Man Fu 符耀文 RO 6 2004-02 2006-01
Lai Wan Winnie Kong 江麗雲 RO 6 Pre-2003 Present
Kwok Fai Ng 吳國輝 RO 6 Rep 6 2003-12 2006-08
Yick Fabian Shin 冼易 RO 6 Rep 6 2003-07 2005-09
Kai Tat Wong 王啟達 RO 6 Rep 6 2006-08 2022-03
Bernard Shui Sang Yu 余瑞生 RO 6 2022-02 Present
James Christopher Brewer 布林生 Rep 6 2016-03 2022-05
Shung Fai Chan 陳崇輝 Rep 6 2004-02 2004-05
Ludwig Chang Rep 6 2004-02 2006-04
Hua (SFC:BSS076) Chen 陳華 Rep 6 2022-08 2025-04
Pui Shan (SFC:AFS719) Cheung 張佩珊 Rep 6 2004-07 2004-07
Vincent Chin 錢榮澤 Rep 6 2023-12 2025-10
Ching Ching 程晴 Rep 6 2004-10 2005-03
Christine Jui-Mei Chung 鍾瑞美 Rep 6 2003-07 2004-05
Yao Fen Hung 洪堯芬 Rep 6 2004-09 2005-10
Chui Yee Kwong 鄺翠儀 Rep 6 2007-02 2012-07
Tsz Chung (SFC:AIU639) Lam 林子聰 Rep 6 2004-10 2005-03
Joshua Chi Hwa Lee 李智華 Rep 6 2003-07 2006-09
Jin Hua Li 李晉華 Rep 6 2004-02 2004-04
Tak Yan Lui 呂德仁 Rep 6 2004-04 2005-07
Hok Ming Ma 馬學銘 Rep 6 2003-07 2005-09
Marvin Wai Yuen Pang 彭偉源 Rep 6 2025-02 Present
He-Man Hubert Wang Tose 王憲文 Rep 6 2004-02 2004-04
Tak Chi Tsang 曾德芝 Rep 6 2003-07 2005-09
Joseph Jason Wan 尹宸賢 Rep 6 2004-08 2005-08
Te Hau Yang 楊得灝 Rep 6 2004-02 2006-04
Hoi Kin Yau 游海建 Rep 6 2005-06 2006-01
Showing 1–28 of 28

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司

CITIC Securities (Hong Kong) Limited

CE AAK249 · 982 staff · 1 shared activity type · 中信證券(香港)有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司

Merrill Lynch (Asia Pacific) Limited

CE AAC198 · 433 staff · 1 shared activity type

Related