Hok Ming Ma
馬學銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Ming Ma (馬學銘), a licensed Responsible Officer with CE reference AFP043. Currently licensed at 1 firm(s): ABCI Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-27 | present |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-01-27 | present |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-14 | 2016-01-27 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-07-14 | 2016-01-27 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-15 | 2013-11-23 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-08-08 | 2013-11-23 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-13 | 2013-04-15 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-13 | 2011-08-08 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-06-03 | 2011-02-23 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-08 | 2011-02-23 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-04-08 | 2009-06-03 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-09-16 | 2009-04-01 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-02 | 2008-09-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-18 | 2009-04-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-18 | 2008-09-16 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-10-05 | 2005-09-06 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-07-18 | 2004-05-27 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-11 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-27 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-11 |