ICEA Capital Asia Limited
工商東亞融資亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ICEA Capital Asia Limited (工商東亞融資亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AGE670. Current licensed staff on file: 0 (total recorded over time: 33). Earliest licence on file: 2005-12-21.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2005-12-21 | 2008-09-24 |
| Type 4 — Advising on securities | present | 2003-10-24 |
| Type 6 — Advising on corporate finance | present | 2008-10-30 |
| Type 9 — Asset management | present | 2003-10-24 |
Licensed staff (all-time) (33)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Gary Sau Shan Chan 陳秀山 | RO 1, 6 | 2007-04 | 2008-09 |
| Baojie Liu 劉宝杰 | RO 1, 6 | 2005-09 | 2006-12 |
| Kin Kan Ma 馬建勤 | RO 1, 6 | 2006-01 | 2008-08 |
| Yick Fabian Shin 冼易 | RO 6 | 2007-01 | 2008-09 |
| Siu Kwan Sik 薛兆坤 | RO 6 | 2005-06 | 2005-09 |
| Lai Ling Tam 譚禮寧 | RO 6 Rep 6 | Pre-2003 | 2005-04 |
| Man Shun Tsang 曾文舜 | RO 6 | 2007-05 | 2008-09 |
| Yuk Lun Yeung 楊玉麟 | RO 1, 6 Rep 6 | Pre-2003 | 2008-08 |
| Chung Hin Chan 陳頌軒 | Rep 6 | 2007-10 | 2008-09 |
| Shirley Suet Yee Chan 陳雪怡 | Rep 6 | 2007-05 | 2008-09 |
| Cuiping Chen 陳翠屏 | Rep 1, 6 | 2007-06 | 2008-05 |
| Weisong Chen 陳偉松 | Rep 6 | 2007-02 | 2007-10 |
| Ka Wai (SFC:ALA617) Choi 蔡嘉偉 | Rep 6 | 2006-12 | 2008-08 |
| Wan Sze Chong 莊韻詩 | Rep 6 | 2007-05 | 2007-05 |
| Longna Deng 鄧瓏娜 | Rep 6 | 2007-12 | 2008-09 |
| Lingya Fang 方凌雅 | Rep 6 | 2006-11 | 2007-02 |
| Wai Ching Fong 方慧貞 | Rep 6 | 2006-11 | 2008-08 |
| Sze Ming How 侯思明 | Rep 6 | 2007-05 | 2008-09 |
| Ming Wai Kwok 郭銘惠 | Rep 6 | 2007-06 | 2008-05 |
| Man (SFC:AFH206) Lam 林敏 | Rep 6 | 2007-10 | 2008-10 |
| Kit Ling Lau 劉潔玲 | Rep 6 | 2007-10 | 2008-09 |
| Chunyang (SFC:AQE996) Li 李春陽 | Rep 6 | 2007-12 | 2008-05 |
| Tak Yan Lui 呂德仁 | Rep 6 | 2007-05 | 2008-09 |
| Hok Ming Ma 馬學銘 | Rep 6 | 2007-05 | 2008-09 |
| Jeffrey Chi Keung So 蘇志強 | Rep 6 | 2006-12 | 2007-04 |
| Tak Chi Tsang 曾德芝 | Rep 6 | 2007-05 | 2007-05 |
| Joseph Jason Wan 尹宸賢 | Rep 6 | 2007-05 | 2008-09 |
| Yongtian Wang 王永田 | Rep 6 | 2008-08 | 2008-09 |
| Alfred Kin San Wu 胡健生 | Rep 6 | 2007-09 | 2008-09 |
| Wenquan Wu 吳文全 | Rep 6 | 2007-06 | 2008-08 |
| Ke (SFC:AQG572) Xu 徐珂 | Rep 6 | 2008-01 | 2008-09 |
| Ying Ye 叶穎 | Rep 6 | 2007-10 | 2008-09 |
| Yang (SFC:AQE999) Zhang 張暘 | Rep 6 | 2007-12 | 2008-09 |
Showing 1–33 of 33