Man (SFC:AFH206) Lam
林敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man (SFC:AFH206) Lam (林敏), a licensed former licensee with CE reference AFH206. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-18 | 2024-09-30 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-04-18 | 2024-09-30 |
| Ballas Capital Limited 博思融資有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-28 | 2023-02-17 |
| Ballas Capital Limited 博思融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-11-28 | 2023-02-17 |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-03 | 2022-11-28 |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-10-03 | 2022-11-28 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-06 | 2022-05-22 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-12-06 | 2022-05-22 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-12-06 | 2018-09-06 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-12-06 | 2018-09-06 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-27 | 2017-04-10 |
| Celestial Capital Limited 時富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-03-27 | 2017-04-10 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-11-07 | 2008-10-23 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-08 | 2008-10-23 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-08 | 2008-10-23 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-10-08 | 2007-11-07 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-10 | 2007-09-21 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-10 | 2007-09-21 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-01-23 | 2007-09-21 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-12-14 | 2007-09-21 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-12-30 | 2006-12-14 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-05-18 | 2004-12-15 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-26 |