Alfred Kin San Wu
胡健生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Kin San Wu (胡健生), a licensed Responsible Officer with CE reference APR819. Currently licensed at 1 firm(s): Fosun International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 23.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fosun International Capital Limited 復星國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2025-04-11 | present |
| Fosun International Capital Limited 復星國際資本有限公司 |
RO | Type 4 — Advising on securities | 2025-04-11 | present |
| Fosun International Capital Limited 復星國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-04-11 | present |
| Fosun International Capital Limited 復星國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-03 | 2025-04-11 |
| Fosun International Capital Limited 復星國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-02-03 | 2025-04-11 |
| Fosun International Capital Limited 復星國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-02-03 | 2025-04-11 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-06-20 | 2024-10-31 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-20 | 2024-10-31 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-04-20 | 2016-06-20 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-22 | 2016-04-10 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-07-22 | 2016-04-10 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-16 | 2015-07-22 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-22 | 2015-07-22 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-06-04 | 2014-07-19 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-20 | 2013-05-09 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-20 | 2013-05-09 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-26 | 2010-09-20 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-02-26 | 2010-09-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-09 | 2010-02-19 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-04-09 | 2010-02-19 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-27 | 2009-04-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-27 | 2009-04-01 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-27 | 2008-09-30 |