Yuk Lun Yeung
楊玉麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Lun Yeung (楊玉麟), a licensed former licensee with CE reference ACZ660. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-14 | 2022-12-21 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2011-06-14 | 2022-12-21 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 — Asset management | 2011-06-14 | 2022-12-21 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-09 | 2011-06-14 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-09 | 2011-06-14 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2011-06-09 | 2011-06-14 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-12-14 | 2015-01-28 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2009-12-14 | 2015-01-28 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-29 | 2012-04-26 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-10-29 | 2012-04-26 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-09 | 2008-08-09 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-12-21 | 2008-08-09 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-07-29 | 2008-08-09 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-05 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-05 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2008-08-09 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-29 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-05 |