Tung Shing Securities (Brokers) Limited
東盛證券(經紀)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Shing Securities (Brokers) Limited (東盛證券(經紀)有限公司), a Hong Kong-based licensed corporation with CE reference ACP065. Current licensed staff on file: 0 (total recorded over time: 718). Earliest licence on file: 2012-03-15.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2017-02-12 |
| Type 3 — Leveraged foreign exchange trading | 2012-03-15 | 2017-02-12 |
| Type 4 — Advising on securities | present | 2003-10-24 |
| Type 6 — Advising on corporate finance | present | 2003-10-24 |
| Type 7 — Providing automated trading services | present | 2003-11-07 |
| Type 9 — Asset management | present | 2003-10-24 |
Licensed staff (all-time) (718)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tat Sang Au 區達生 | RO 1 | 2016-10 | 2017-02 |
| Chi Shing (SFC:AON830) Chan 陳志成 | RO 3 Rep 1, 3 | 2012-03 | 2016-05 |
| Ka Ming (SFC:AEZ088) Chan 陳家明 | RO 1 Rep 1, 3 | 2008-03 | 2016-06 |
| Wei (SFC:AIJ865) Chen 陳煒 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2005-02 |
| Wai Hong Cheng 鄭維康 | RO 3 Rep 1 | 2011-11 | 2013-11 |
| Gary Wai Kwok Cheung 張為國 | RO 1, 3 | 2011-10 | 2016-07 |
| Allan Shek Lun Chiang 蔣錫麟 | RO 3 Rep 1, 3 | 2012-03 | 2016-05 |
| Gregory Tai Kong Ching 程大剛 | RO 1, 4, 6, 9 | Pre-2003 | 2007-07 |
| King Ling Chow 鄒景玲 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2008-08 |
| David Kwong Lam Hang 幸廣林 | RO 1, 3 | 2016-10 | 2017-02 |
| Po Kit Kwan 關保傑 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2005-12 |
| Lung Sang Lam 林龍生 | RO 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| Debby Wai Mei Lau 劉惠媚 | RO 1 Rep 1 | 2014-06 | 2017-02 |
| Nim Cho Lau 劉念祖 | RO 3 Rep 3 | 2013-02 | 2016-05 |
| Ivan Chung Ming Law 羅頌明 | RO 1, 3 Rep 1, 3 | 2013-08 | 2017-02 |
| Eugene Kwong Shing Lee 李廣成 | RO 1 | 2009-11 | 2013-11 |
| Yiu Wing Lee 李耀榮 | RO 1 Rep 1 | 2013-01 | 2017-02 |
| Frankie Wai Man Leung 梁偉文 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Kim Keung Ling 凌劍強 | RO 1 Rep 1 | 2010-01 | 2017-02 |
| Cho Yan Lo 盧楚仁 | RO 3 Rep 3 | 2012-03 | 2016-03 |
| John Wai Tung Lo 盧衛東 | RO 1 Rep 1 | 2006-06 | 2009-04 |
| Kwok Ho Lo 盧國濠 | RO 1 Rep 1 | 2005-03 | 2009-09 |
| Dick Tor Fuk Ma 馬多福 | RO 1 Rep 1 | 2006-06 | 2011-10 |
| Kwok Fung Ng 吳國風 | RO 1 Rep 1 | 2006-07 | 2013-09 |
| Hing Chiu Sin 冼慶釗 | RO 1, 4, 6, 9 | Pre-2003 | 2004-11 |
| Ling Song 宋玲 | RO 1 | 2016-08 | 2017-02 |
| Chi Ching Tai 戴吉慶 | RO 1 | 2016-09 | 2017-02 |
| Hing Hung Wai 衛慶熊 | RO 1 | 2005-10 | 2014-02 |
| Siyuan (SFC:AFY570) Wang 王思遠 | RO 1, 4, 9 | Pre-2003 | 2004-04 |
| Hon Man Au 歐漢文 | Rep 1 | 2004-01 | 2005-10 |
| Man Kwong Au 區文光 | Rep 1 | 2004-05 | 2005-08 |
| Mingyan Cai 蔡銘彥 | Rep 1 | 2006-04 | 2006-06 |
| Alan Kam Chuen Chan 陳錦泉 | Rep 1 | 2004-09 | 2005-11 |
| Alvin Kwun Lin Chan 陳冠年 | Rep 1 | 2003-09 | 2005-08 |
| Alvin Siu Ming Chan 陳少銘 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-10 |
| Amy Chan 陳安薇 | Rep 1 | 2012-04 | 2012-05 |
| Anthony Wing Hong Chan 陳永康 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-06 |
| Chi Lung Chan 陳智龍 | Rep 1 | 2010-09 | 2011-01 |
| Chi Yin (SFC:ABA954) Chan 陳志賢 | Rep 1 | 2004-01 | 2004-02 |
| Chui Ping Chan 陳翠平 | Rep 1 | 2004-08 | 2012-10 |
| Chun Wang Chan 陳駿宏 | Rep 3 | 2016-03 | 2016-08 |
| Derek Shun Yiu Chan 陳舜堯 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-08 |
| Eric Yuen Sing Chan 陳遠成 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-11 |
| Grace Kit Man Chan 陳潔文 | Rep 1 | 2003-12 | 2009-12 |
| Hector Wai Keung Chan 陳偉強 | Rep 1 | 2003-08 | 2017-02 |
| Ho Yin (SFC:AFZ637) Chan 陳浩賢 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Julia Fung Chee Chan 陳鳳芝 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-10 |
| Ka Keung Chan 陳家強 | Rep 1 | 2013-08 | 2017-02 |
| Ka Yin Chan 陳家賢 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-10 |
| Keung Lam Chan 陳強林 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Kin Man (SFC:AUQ963) Chan 陳建文 | Rep 1, 3 | 2012-06 | 2012-11 |
| Kin Wai Philip Chan 陳健威 | Rep 1 | 2015-07 | 2017-01 |
| Kon Fai Chan 陳耿輝 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-10 |
| Kui Hung Chan 陳鉅洪 | Rep 1 | 2003-11 | 2004-08 |
| Kwok Hing Chan 陳國興 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Kwok Wah Chan 陳國華 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Kwok Yan Chan 陳國仁 | Rep 1 | 2003-08 | 2017-02 |
| Kwong Cheong Chan 陳廣昌 | Rep 1 | 2015-08 | 2017-02 |
| Lee Chan 陳莉 | Rep 1 | 2012-03 | 2012-05 |
| Lok Siu Chan 陳洛紹 | Rep 1 | 2003-08 | 2017-02 |
| Loong Hay Chan 陳隆熙 | Rep 1, 4, 6, 9 | Pre-2003 | 2013-04 |
| Man Chi Chan 陳敏芝 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| Man Na Chan 陳文娜 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-11 |
| Man Tak Chan 陳文德 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-09 |
| Mui Yuk Chan 陳梅玉 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-04 |
| Natalie Tsui Yan Chan 陳翠恩 | Rep 1 | 2007-09 | 2008-12 |
| Pak Hin Chan 陳柏軒 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-03 |
| Pin Ngat Chan 陳玭屹 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-11 |
| Pui Sung Chan 陳沛淞 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-06 |
| Ricky Kam Shui Chan 陳錦緒 | Rep 1 | 2004-02 | 2004-04 |
| Sarah Chui Wai Chan 陳翠維 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-01 |
| Shui Chung Chan 陳瑞松 | Rep 1 | 2007-06 | 2010-05 |
| Sin Fan Chan 陳倩芬 | Rep 1 | 2003-08 | 2011-01 |
| Siu Ching Chan 陳少清 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-10 |
| Sze Hoo Chan 陳詩豪 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-01 |
| Tak Lung Chan 陳德隆 | Rep 1 | 2015-02 | 2015-07 |
| Tit Yuen Chan 陳鐵源 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-09 |
| Tung Mui Chan 陳東梅 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-11 |
| Veng Chun Chan 陳榮存 | Rep 1 | 2006-08 | 2017-02 |
| Wai Ching Chan 陳偉程 | Rep 1 | 2006-07 | 2006-08 |
| Wai Man (SFC:ACL111) Chan 陳偉文 | Rep 1 | 2003-11 | 2010-08 |
| Wai Ming (SFC:ABJ813) Chan 陳惠明 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-09 |
| Wai Shing (SFC:ACJ936) Chan 陳偉城 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-05 |
| Wing Cheung (SFC:ADZ878) Chan 陳永祥 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-04 |
| Wing Lam Linda Chan 陳永林 | Rep 1 | 2008-06 | 2010-11 |
| Wing Leung Chan 陳永亮 | Rep 1 | 2003-08 | 2005-10 |
| Yin Luen Chan 陳彥燐 | Rep 1 | 2014-05 | 2015-10 |
| Yin Ping Chan 陳燕冰 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Yiu Kie Chan 陳耀基 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-03 |
| Yiu Kwong Chan 陳耀光 | Rep 1 | 2006-05 | 2009-03 |
| Yiu Kwong (SFC:AAC805) Chan 陳耀光 | Rep 1 | 2003-06 | 2003-07 |
| Yiu Mo Chan 陳耀武 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-03 |
| Yun Tin Chan 陳潤鈿 | Rep 1 | 2015-08 | 2016-05 |
| Kam Kee Chan Poon 陳潘金姬 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-02 |
| Shun Chi Chang 鄭純智 | Rep 1 | 2004-08 | 2012-11 |
| Tony Chih Ping Chang 張志平 | Rep 1 | 2004-11 | 2005-04 |
| Kim Fei Chau 周劍飛 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-02 |
| Kon Chiu Chau 周幹弨 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-03 |
| Long (SFC:AFE046) Chen 陳瓏 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-06 |
| Alyssa Hiu Cheng 鄭曉 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-04 |
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