Nim Cho Lau
劉念祖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nim Cho Lau (劉念祖), a licensed Representative with CE reference ANU429. Currently licensed at 2 firm(s): Phillip Securities (Hong Kong) Limited, Phillip Commodities (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2026-05-11 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2026-05-11 | present |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-16 | 2025-06-16 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-05-16 | 2025-06-16 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-22 | 2020-05-31 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-26 | 2020-05-31 |
| CIF Global Markets (HK) Limited 混沌天成國際金融有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2018-05-17 | 2020-03-30 |
| CIF Global Markets (HK) Limited 混沌天成國際金融有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2018-04-16 | 2018-05-17 |
| SBI FX Co., Limited 吉獅有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2016-09-23 | 2018-04-04 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2014-07-07 | 2016-05-28 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-02-25 | 2016-05-28 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-02-25 | 2014-07-07 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-06 | 2013-02-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-08-06 | 2013-02-06 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-11-17 | 2009-07-19 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-18 | 2009-07-19 |