Kin Wai Philip Chan
陳健威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wai Philip Chan (陳健威), a licensed former licensee with CE reference AGU694. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-04 | 2025-09-10 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-13 | 2025-09-10 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-27 | 2023-03-03 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-27 | 2023-03-03 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-17 | 2017-01-19 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-07 | 2017-01-19 |
| Residents Securities Limited 市民證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-07-25 | 2013-07-31 |
| Residents Securities Limited 市民證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-13 | 2006-07-25 |