Man Na Chan
陳文娜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Na Chan (陳文娜), a licensed Responsible Officer with CE reference AFB029. Currently licensed at 1 firm(s): TFI Securities and Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2025-02-04 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-12-09 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-09 | 2025-02-04 |
| Valuable Capital Limited 華盛資本証券有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-04 | 2024-10-15 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-11-03 | 2024-10-15 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-23 | 2020-11-04 |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-26 | 2020-08-31 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-18 | 2019-04-26 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-29 | 2013-03-11 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-06 | 2010-03-24 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-11-02 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-09 |