King Ling Chow
鄒景玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Ling Chow (鄒景玲), a licensed former licensee with CE reference AAZ536. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-02-26 | 2022-07-12 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-05 | 2022-07-12 |
| Jinghui Capital Limited 景匯資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-15 | 2021-01-27 |
| Jinghui Capital Limited 景匯資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-03 | 2020-10-15 |
| HongDa Securities Limited 弘達金控證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-07 | 2020-03-26 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-16 | 2018-07-18 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-14 | 2018-05-18 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-14 | 2018-05-18 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-22 | 2018-05-18 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-11 | 2014-10-22 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-02 | 2014-07-15 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-23 | 2014-07-15 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-11-14 | 2014-07-15 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 1 — Dealing in securities | 2007-09-19 | 2008-08-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-09-19 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-09 |