Wai Ching Chan
陳偉程
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ching Chan (陳偉程), a licensed Responsible Officer with CE reference ALS556. Currently licensed at 2 firm(s): China Angel Fund Management (HK) Company Limited, China Sky Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-08-07 | present |
| China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-08-07 | present |
| China Sky Securities Limited 中天證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-20 | present |
| China Sky Securities Limited 中天證券有限公司 |
RO | Type 4 — Advising on securities | 2018-09-20 | present |
| China Sky Securities Limited 中天證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-10 | 2018-09-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-04-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-28 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-28 | 2018-04-03 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-10 | 2006-08-12 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-10 | 2006-08-12 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-29 | 2006-06-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-25 | 2006-06-28 |