Cho Yan Lo
盧楚仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cho Yan Lo (盧楚仁), a licensed former licensee with CE reference ACR637. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2022-11-10 | 2023-10-31 |
| PingPong Intelligence Limited 乒乓智匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2020-07-02 | 2021-05-11 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2018-11-26 | 2019-07-07 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-01 | 2019-07-07 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-01 | 2019-07-07 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-14 | 2019-07-07 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-05-14 | 2019-07-07 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-03 | 2018-04-30 |
| iBest Investment Services Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2017-11-03 | 2018-04-30 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-11-03 | 2018-04-30 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-04-20 | 2017-09-07 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-10-06 | 2017-04-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2012-04-11 | 2016-03-01 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-19 | 2016-03-01 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-03-19 | 2012-04-11 |
| South China Forex Limited 南華外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2011-09-02 | 2012-02-01 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-27 | 2012-02-01 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-06-27 | 2011-09-02 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-15 | 2011-06-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-01-15 | 2011-06-07 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-09-02 | 2007-06-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-09-02 | 2007-06-19 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-08-19 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2005-08-19 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-12-30 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-30 |