Wei (SFC:AIJ865) Chen
陳煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei (SFC:AIJ865) Chen (陳煒), a licensed former licensee with CE reference AIJ865. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-07 | 2008-04-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-02-07 | 2008-04-02 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-16 | 2005-02-04 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-12-16 | 2005-02-04 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-16 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-30 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-30 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-30 |