Wai Hong Cheng
鄭維康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hong Cheng (鄭維康), a licensed Responsible Officer with CE reference ALO598. Currently licensed at 3 firm(s): Solo Securities Limited, Solo Asset Management Limited, Solo Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 17.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Solo Securities Limited 高歌證券有限公司 |
RO | Type 4 — Advising on securities | 2024-09-30 | present |
| Solo Asset Management Limited 高歌資產管理有限公司 |
RO | Type 9 — Asset management | 2021-12-20 | present |
| Solo Asset Management Limited 高歌資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-08-09 | present |
| Solo Asset Management Limited 高歌資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-13 | present |
| Solo Securities Limited 高歌證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-28 | present |
| Solo Futures Limited 高歌期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-02-28 | present |
| Solo Asset Management Limited 高歌資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-03 | 2021-12-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2012-03-15 | 2013-11-17 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-29 | 2013-11-17 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-29 | 2013-11-17 |
| South China Forex Limited 南華外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2011-02-02 | 2011-09-26 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-06-21 | 2011-02-02 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-29 | 2011-09-26 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-29 | 2011-09-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-08-16 | 2009-07-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-27 | 2009-07-11 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-01-27 | 2009-07-11 |