Kwok Fung Ng
吳國風
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Fung Ng (吳國風), a licensed Responsible Officer with CE reference ABY897. Currently licensed at 1 firm(s): Hong Kong Stock Link Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-18 | present |
| Granville Financial Services Company Limited 均富金融服務有限公司 |
RO | Type 9 — Asset management | 2021-10-19 | 2023-03-31 |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 |
RO | Type 9 — Asset management | 2018-12-18 | 2019-05-31 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-26 | 2019-06-03 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-10 | 2018-06-17 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-12-10 | 2018-06-17 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-23 | 2013-12-10 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-23 | 2013-12-10 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 1 — Dealing in securities | 2009-10-09 | 2013-09-14 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-10-09 | 2013-09-14 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-13 | 2009-10-09 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-13 | 2009-10-09 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-01 | 2003-10-14 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-09-01 | 2003-10-14 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-09-01 | 2003-10-14 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-09-01 | 2003-10-14 |